CCS Conduct Rules 1964

What is conduct and why conduct rules introduced?

What is Conduct?

Conduct refers to the behavior and actions of individuals, especially in a professional or public service context. In the realm of government officials, conduct encompasses how they interact with colleagues, handle responsibilities, engage with the public, and make decisions. Proper conduct is essential for maintaining trust, integrity, and accountability within public institutions.

Why Were Conduct Rules Introduced for Government Officials?

Conduct rules were introduced for government officials in India to ensure:

Outcomes Seen from Conduct Rules

Conclusion

Conduct rules for government officials in India serve as essential guidelines that promote ethical behavior, accountability, and professionalism. Their introduction has led to significant positive outcomes, including reduced corruption, improved public trust, and a more robust framework for managing misconduct. Overall, these rules play a vital role in enhancing the integrity and effectiveness of public administration in India.

4o mini


Case Study - Newly recruited.

Case Study: Violation of CCS Conduct Rules, 1964 by Ms. Priya Sharma

Introduction This case study addresses repeated violations of the Central Civil Services (Conduct) Rules, 1964 (CCS Conduct Rules) by Ms. Priya, a 22-year-old newly recruited Assistant in the Ministry of Finance. The behavior and actions of Ms. Priya have raised serious concerns among her superiors and colleagues, creating an atmosphere of unease and disruption within the office environment. The following analysis evaluates her conduct against the CCS Conduct Rules and discusses appropriate disciplinary measures under the CCS (Classification, Control, and Appeal) Rules, 1965 (CCS CCA Rules).

Background of the Employee Ms. Priya joined government service three months ago and is currently in her probationary period. Despite initial training and mentoring, her professional behavior has been consistently problematic. The following issues have been documented:

Impact on the Work Environment Ms. Priya's conduct has created an environment of frustration and demotivation among her peers. Junior staff members feel demoralized, while senior officers are apprehensive about the precedent her behavior sets for the office. The disruption caused by her actions has raised serious concerns about maintaining discipline and decorum in the workplace.

Violation of CCS (Conduct) Rules, 1964 Ms. Priya's actions constitute breaches of the following provisions of the CCS Conduct Rules:

Disciplinary Provisions under CCS (CCA) Rules, 1965 Given the severity and recurring nature of Ms. Priya's misconduct, the following disciplinary actions may be pursued under the CCS CCA Rules:

Recommendations To address Ms. Priya's conduct and prevent similar issues:

Conclusion Ms. Priya’s behavior has posed a significant challenge to maintaining discipline and decorum in the workplace. Addressing her conduct promptly and decisively is essential to restore organizational morale and ensure compliance with the CCS Conduct Rules. Should her actions persist, strict penalties, including termination, may be warranted to uphold the integrity of government service.


What type of conduct is sought from a newly recruited official in Govt of India as per CCS (Conduct) Rules, 1964 and CCS (CCA) Rules, 1965? 

As per the CCS (Conduct) Rules, 1964 and the CCS (CCA) Rules, 1965, newly recruited officials in the Government of India are expected to uphold the highest standards of conduct, discipline, and professionalism. The key expectations include:

1. Integrity and Honesty

2. Devotion to Duty

3. Discipline and Behavior

4. Political Neutrality

5. Avoidance of Misconduct

6. Focus on Official Responsibilities

7. Confidentiality

8. Participation in Official Activities

9. Adherence to Rules and Regulations

10. Professionalism and Continuous Improvement

Relevant Disciplinary Measures

As per the CCS (CCA) Rules, 1965, deviations from these expectations may result in disciplinary actions, including minor penalties (censure, withholding of increments) or major penalties (demotion, termination). Probationary employees are especially expected to demonstrate exemplary conduct, as their performance and behavior are closely monitored during this period.

By adhering to these principles, newly recruited officials contribute to the efficiency, integrity, and reputation of the civil services.


Difference between CCS (Conduct) Rules & CCS (CCA) Rules

The CCS (Conduct) Rules, 1964, and the CCS (CCA) Rules, 1965, differ in purpose, scope, and application. Here is a detailed comparison of the two:

1. Purpose

2. Scope

3. Main Focus

4. Enforcement

5. Outcome of Violation

6. Examples of Provisions

7. Objective

In summary, while the CCS (Conduct) Rules outline the expected behavior of government employees, the CCS (CCA) Rules provide the framework for addressing and managing any violations of those conduct standards. Both sets of rules work together to ensure that government employees maintain professionalism and accountability in their roles.


Conduct Rules 1964 complete list?

CENTRAL CIVIL SERVICES (CONDUCT) RULES, 1964 (Updated)

S. No. Rule Title of the Rules

1. 1 Short title, commencement and application

2. 2 Definitions

3. 3 General

4. 3-A Promptness and Courtesy

5. 3-B Observance of Government’s policies

6. 3-C Prohibition of sexual harassment of working women

7. 4 Employment of near relatives of Government servant in companies

or firms

8 5 Taking part in politics and elections

9 6 Joining of association by Government servants

10 7 Demonstration and Strikes

11 8 Connection with Press or other media

12 9 Criticism of Government

13 10 Evidence before Committee or any other authority

14 11 Communication of official information

15 12 Subscriptions

16 13 Gifts

17 13-A Dowry

18 14 Public demonstration in honour of Government servants

19 15 Private trade or employment

20 15-A Subletting and vacation of Government accommodation

21 16 Investments, lending and borrowing

22 17 Insolvency and habitual indebtedness

23 18 Movable, immovable and valuable property

24 18-A Restrictions in relation to acquisition and disposal of immovable

property outside India and transactions with foreigners, etc.

25 19 Vindication of acts and character of Government servants

26 20 Canvassing of non-official or other outside influence

27 21 Restriction regarding marriage

28 22 Consumption of intoxicating drinks and drugs

29 22-A Prohibition regarding employment of children below 14 years of age

30 23 Interpretation

31 24 Delegation of Powers

32 25 Repeal and Saving

PDF of conduct rules?

https://dopt.gov.in/sites/default/files/CCS_Conduct_Rules_1964_Updated_27Feb15_0.pdf

Case study on Major Penalty Proceedings with penalty

Case Study: Major Penalty Proceedings under CCS Conduct Rules

Background

In this case study, we examine the proceedings against a government employee, Mr. Ramesh Kumar, who was charged with a major penalty for misconduct under the Central Civil Services (Conduct) Rules, 1964. Mr. Kumar was employed as a Section Officer in a central government department.

Incident Overview

Mr. Kumar was involved in a series of actions that raised serious concerns about his conduct, including:

Initial Investigation

Upon receiving complaints, the department initiated an inquiry:

Charge Sheet Issuance

Based on the investigation's findings, a formal charge sheet was issued to Mr. Kumar, detailing the allegations:

Defense and Inquiry Proceedings

Findings of the Inquiry

The inquiry officer concluded that:

Decision and Penalty Imposition

After receiving the inquiry report, the disciplinary authority convened to review the findings and determine the appropriate penalty:

Conclusion and Outcomes

Lessons Learned

This case study illustrates the application of CCS Conduct Rules in addressing serious misconduct and emphasizes the importance of ethical behavior in public service.


Case study on Minor penalty proceedings with penalty imposition 

This case study involves Mr. Ravi Sharma, an Assistant Section Officer in a central government department. He faced minor penalty proceedings under the Central Civil Services (Conduct) Rules, 1964 for various lapses in conduct.

Incident Overview

Mr. Sharma was accused of:

Step 1: Preliminary Investigation

Step 2: Issuance of Charge Sheet

Step 3: Defense and Inquiry Proceedings

Step 4: Findings of the Inquiry

Step 5: Decision and Minor Penalty Imposition

Conclusion and Outcomes

Lessons Learned


Case study on Major Penalty Proceedings and exoneration owing to evidence lost. 

Major Penalty Proceedings Resulting in Exoneration Due to Loss of Evidence

Background

This case study involves Ms. Priya Singh, a Senior Clerk in a central government department, who faced major penalty proceedings under the Central Civil Services (Conduct) Rules, 1964. She was accused of serious misconduct, including financial irregularities and misappropriation of funds.

Incident Overview

Ms. Singh was charged with:

Step 1: Preliminary Investigation

Step 2: Issuance of Charge Sheet

Step 3: Defense and Inquiry Proceedings

Step 4: Loss of Evidence

Step 5: Findings of the Inquiry

Step 6: Decision and Exoneration

Conclusion and Outcomes

Lessons Learned

This case study illustrates how the loss of evidence in major penalty proceedings can lead to the exoneration of an employee, emphasizing the importance of procedural integrity and evidence management in maintaining accountability within public service.


1. Question: Under Rule 3 of the CCS Conduct Rules, 1964, what constitutes “integrity and devotion to duty” for a government servant, and how can its breach impact their career?

Answer: Integrity refers to a government servant maintaining honesty and uprightness in performing duties. Devotion to duty implies being dedicated and diligent without allowing personal interests to interfere. A breach of these principles can lead to disciplinary action, impacting the servant's reputation, career progression, and may even result in penalties such as suspension or dismissal from service. 

2. Question: What restrictions does Rule 18 of the CCS Conduct Rules place on government servants concerning property, and what are the consequences of non-compliance?

Answer: Rule 18 mandates government servants to submit annual property returns, detailing movable and immovable assets, including those of family members. Non-compliance or false reporting can lead to investigations and may result in charges of misconduct. Such violations can attract severe disciplinary actions, including demotions or termination. 

3. Question: How does Rule 15 regulate a government servant’s involvement in trade or business, and are there any exceptions?

Answer: Rule 15 prohibits government servants from engaging directly or indirectly in any trade, business, or other employment. Exceptions include specific government-approved cases where engagement is not considered detrimental to official duties, such as literary or creative work. Any violation without prior approval can lead to disciplinary action. 

4. Question: What is the significance of Rule 7 regarding public statements and media interactions by government servants, and how can an infringement impact them?

Answer: Rule 7 restricts government servants from making public statements, expressing opinions in the media, or communicating information related to official business without prior authorization. Violations can result in disciplinary measures due to breach of confidentiality and misuse of authority, affecting the individual’s career and the government's image. 

5. Question: What are the specific prohibitions laid down in Rule 13 regarding the acceptance of gifts by government servants, and what are the implications of breaching this rule?

Answer: Rule 13 prohibits government servants from accepting gifts that could influence their official conduct or create a conflict of interest. Gifts above a certain monetary value must be declared, and certain exceptions, such as gifts from relatives during personal occasions, are allowed within limits. Failure to adhere can lead to allegations of corruption, resulting in suspension, financial penalties, or dismissal. 

6. Question: Under what conditions can a government servant participate in elections or hold political office according to the CCS Conduct Rules, and what are the risks of violating these rules?

Answer: Government servants are barred from participating in politics or holding political office as per Rule 5. They cannot contest elections or be associated with any political activities that might compromise their impartiality. Violations can lead to severe consequences, such as being charged with misconduct, suspension, or termination of service. 

7. Question: How does Rule 8 regulate the publication of books or articles by government servants, and what is the procedure for obtaining permission?

Answer: Rule 8 states that government servants need prior approval before publishing any book or article that may relate to their official duties or contain sensitive information. They must submit a detailed request to the competent authority outlining the content and nature of the publication. Unauthorized publications can lead to disciplinary action for violation of conduct rules and confidentiality. 

8. Question: What are the guidelines set by the CCS Conduct Rules concerning social media behavior, and what types of actions are considered violations?

Answer: Although not explicitly part of the original 1964 rules, modern amendments and guidelines prohibit government servants from engaging in activities on social media that could compromise their neutrality, such as expressing political views or sharing classified information. Violations may result in warnings, reprimands, or more serious disciplinary actions, depending on the severity. 

9. Question: A senior government officer was found accepting valuable gifts from a contractor who had dealings with the government department the officer was overseeing. Analyze which rule(s) of the CCS Conduct Rules 1964 were violated, and what potential disciplinary actions could be taken against the officer.

Answer: The officer violated Rule 13, which prohibits accepting gifts that could influence official conduct. This breach can lead to disciplinary action under the charge of misconduct, with possible penalties including suspension, demotion, or even dismissal, depending on the severity and nature of the violation. Additionally, an investigation might be launched to identify if there was any quid pro quo arrangement. 

10. Question: In a real case, a government employee published a book containing insights related to his department's functioning without prior approval. Which rule did this violate, and what are the potential consequences of such an action?

Answer: This violates Rule 8, which requires prior approval before publishing any book or material relating to official duties. The potential consequences include disciplinary action for unauthorized communication of government affairs. The penalties might range from a reprimand to suspension, depending on the sensitivity of the content and its potential impact on public trust.

11. Question: A government servant was found using social media to voice strong political opinions and criticize government policies. Identify the relevant rule this behavior contradicts and discuss the consequences that could follow.

Answer: This behavior contradicts Rule 5, which restricts government servants from participating in political activities, and Rule 7, which limits making public statements. Such actions compromise neutrality and impartiality. Consequences can include a warning or reprimand for a first-time violation and more serious disciplinary measures such as suspension or dismissal for repeated infractions or if it affects public perception of the government.

12. Question: In an inquiry, it was discovered that a government employee invested significantly in a company that later received government contracts. Which rule applies in this scenario, and what are the potential implications for the employee?

Answer: This scenario falls under Rule 16, which restricts government servants from holding shares or investments that might lead to a conflict of interest. The implications for the employee can include disciplinary action for conflict of interest, possible suspension, a formal inquiry, and even dismissal if the investment influenced or benefited from the government contract.

13. Question: A government servant, after leaving office, joined a private company that had direct dealings with the department in which they worked. Analyze the potential breach and the provisions of the CCS Conduct Rules that apply in this case.

Answer: This situation could breach post-retirement conduct provisions under the Central Civil Services (Pension) Rules, which are linked to the CCS Conduct Rules. Government servants are often required to seek approval before accepting such positions to prevent conflicts of interest and misuse of confidential information. Non-compliance can lead to the withdrawal of pension benefits or other penalties.

14. Question: A junior officer regularly engaged in trade through a side business without notifying the department. What rule did this violate, and what are the typical disciplinary steps for such an offense?

Answer: This violated Rule 15, which prohibits government employees from engaging in trade or business without prior approval. Disciplinary action can include a warning, suspension, or more severe measures like financial penalties or termination, depending on whether the business affected the employee's duties or created a conflict of interest.

15. Question: Analyze a scenario where a government servant disclosed confidential information to a third party that compromised national security. What CCS Conduct Rules were breached, and what are the potential legal and disciplinary outcomes?

Answer: This breaches Rule 11, which mandates maintaining confidentiality of official information. The disclosure of sensitive information, particularly if it compromises national security, can lead to severe disciplinary actions, including suspension, termination, or criminal prosecution under relevant laws like the Official Secrets Act. The case may result in imprisonment if the action is proven to be a serious threat to national security.

16. Question: A government officer frequently posted detailed accounts of their official work on social media, including non-classified but sensitive operational details. Which rule(s) might apply, and what actions could be taken by the department?

Answer: Rule 7 applies here, which restricts making public statements or disclosures without prior authorization. Even if the details are not classified, sharing sensitive operational information is against conduct rules. The department could take disciplinary action, such as issuing a reprimand, conducting an inquiry, or imposing penalties, including a temporary or permanent bar from promotions.

17. Question: A government servant was absent without prior approval for an extended period, affecting the functioning of their department. What rules govern this situation, and what are the typical penalties?

Answer: Rule 3 and related attendance rules are applicable, as they outline devotion to duty and maintenance of discipline. Absence without leave can be treated as misconduct and dereliction of duty. Typical penalties include warnings, deduction of salary for the absent period, suspension, or termination, depending on the impact of the absence and the employee's history of conduct.

Recent Judgements on CCS Conduct Rules

Recent judicial decisions have underscored the importance of adherence to the Central Civil Services (CCS) Conduct Rules, 1964, emphasizing the standards expected of government employees. Notable cases include:


S.K. Jasra vs. Union of India and Others (2015):


Background: S.K. Jasra, a Joint Director in the Directorate of Pay, Pension, and Regulations, was accused of inappropriate behavior towards a colleague's daughter, leading to allegations of sexual harassment.

Outcome: The Delhi High Court upheld the disciplinary authority's decision to demote Jasra from Joint Director to Deputy Director, citing violations of Rule 3 of the CCS (Conduct) Rules, which mandates maintaining absolute integrity and devotion to duty. 

INDIAN KANOON

S. Murugesan vs. Union of India:


Background: S. Murugesan, a Sub Postmaster, was charged with failing to maintain absolute integrity and devotion to duty, violating Rule 3(1)(i) and (ii) of the CCS (Conduct) Rules.

Outcome: The court found Murugesan guilty of misconduct, emphasizing that government servants must adhere strictly to the conduct rules to maintain public trust. 

CASEMINE

Union of India vs. J. Ahmed (1979):


Background: J. Ahmed, an IAS officer, faced disciplinary action for alleged inefficiency and lack of devotion to duty under Rule 3 of the CCS (Conduct) Rules.

Outcome: The Supreme Court clarified that mere inefficiency does not constitute misconduct unless it is due to negligence or culpable indifference, providing a nuanced interpretation of Rule 3.

These cases highlight the judiciary's role in interpreting the CCS Conduct Rules, ensuring that government employees uphold the highest standards of integrity and professionalism.

Due Dilligence

Explanation: This means taking reasonable care to ensure that duties are performed properly and that necessary steps are taken to prevent issues.

Vagueness: The standard for “reasonable care” is subjective and varies by context.

Clarification: Due diligence involves taking thorough, systematic actions to ensure that all relevant factors are considered and addressed in the decision-making process. It can be viewed as being cautious, meticulous, and prudent in one’s work.

Example: Verifying data before making decisions demonstrates due diligence.

“Unbecoming Conduct” 

Explanation: This term refers to actions that do not align with the expected behavior of a government servant.

Vagueness: The term is subjective and lacks specific examples, making it hard to define precisely what behavior qualifies as “unbecoming.”

Clarification: Unbecoming conduct can be explained as behavior that tarnishes the reputation or the trustworthiness of a public office. This could include any behavior, inside or outside of the workplace, that diminishes respect for the service.

Example: Public outbursts, disrespectful comments, or inappropriate social media posts may be considered unbecoming conduct.

“Conflict of Interest” 

Explanation: This term means a situation where a government servant's personal interests could interfere with their official duties.

Vagueness: Determining what constitutes a conflict of interest can be challenging, as it depends on the nature and extent of personal interests.

Clarification: A conflict of interest occurs when an employee's personal, financial, or other interests compromise or appear to compromise their ability to perform their job impartially. To identify conflicts, it’s important to disclose any personal stakes that may affect professional decisions.

Example: Owning shares in a company that receives contracts from one’s department can create a conflict of interest.

“Misconduct” 

Explanation: Misconduct refers to behavior that is improper or violates the expected standards of conduct outlined in the rules.

Vagueness: Misconduct covers a wide range of behaviors, from minor infractions to major ethical breaches. The ambiguity can create difficulty in categorizing actions as minor or serious misconduct.

Clarification: Misconduct can be explained as any intentional or negligent action that compromises the performance of duty, violates established rules, or diminishes the credibility of the service.

Example: Absence without leave or using official resources for personal gain are considered misconduct.

“Public Interest” 

Explanation: This term refers to actions taken for the benefit of the public as a whole, rather than serving individual or private interests.

Vagueness: What qualifies as “public interest” can be open to debate and varies based on context, making it difficult to apply uniformly.

Clarification: Public interest can be defined as any action or decision that supports societal well-being, safety, or the collective good of the population, as opposed to actions benefiting a select few.

Example: Transparency in decision-making and allocating resources fairly is an action taken in public interest.

“Devotion to Duty” 

Explanation: This term means being dedicated and committed to performing job responsibilities with full effort, skill, and attention.

Vagueness: The term is subjective as different levels of effort can be considered “devoted” depending on context and perspective.

Clarification: Devotion to duty can be explained as a level of commitment that ensures tasks are completed efficiently and effectively, with all job requirements met. It implies a proactive approach to fulfilling one’s responsibilities.

Example: Consistently completing tasks on time and going beyond basic requirements to ensure the quality of work indicates devotion to duty.

“Absolute Integrity” 

Explanation: This term refers to complete honesty and ethical behavior in all aspects of a government servant’s duties. It implies not only avoiding corrupt practices but also ensuring that actions do not undermine public trust.

Vagueness: The phrase is broad and does not provide a clear threshold for what constitutes a breach. For example, minor indiscretions might be seen as violations in some cases, while more severe actions are obviously breaches.

Clarification: To remove ambiguity, “absolute integrity” can be defined as behavior that consistently aligns with ethical and professional standards without deviation, encompassing honesty, transparency, and impartiality in decision-making.

Example: Not disclosing conflicts of interest in government dealings breaches absolute integrity.

Current changes & future potential modifications?

The Central Civil Services (Conduct) Rules, 1964, serve as a framework for the ethical and professional behavior expected from government employees in India. Over the years, these rules have undergone several amendments to address evolving administrative needs and societal expectations.

Recent Amendments:

Future Prospects and Potential Modifications:

These prospective changes aim to adapt the CCS Conduct Rules to contemporary challenges, ensuring that the civil services continue to operate with integrity, transparency, and efficiency.


Difference between CCS (CCA) Rules and CCS (Conduct) Rules